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251	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 27, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-27 17:13:16 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor Selling away United States securities law Financial economics Financial regulation
252	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 12, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-17 11:00:38 Financial system Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
253	[START PAGE NUMBERING FOR THIS DOCUMENT CONSECUTIVELY FOLLOWING THE LAST PAGE NUMBER OF THE 19B-4 INFORMATION DOCUMENT] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-29 12:30:03 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Broker-dealer Selling away Mary Schapiro United States securities law Financial economics Financial system
254	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-04 11:51:51 Financial system Securities Exchange Act Self-regulatory organization Business U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial Industry Regulatory Authority
255	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 16, 2009 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-18 14:51:34 Financial Industry Regulatory Authority Economy of the United States Securities Exchange Act United States U.S. Securities and Exchange Commission New York Stock Exchange Mary Schapiro Selling away United States securities law Self-regulatory organizations Financial regulation
256	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 12, 2010 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-13 14:06:04 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization NASDAQ Trade Reporting And Compliance Engine Selling away United States securities law Economy of the United States Financial regulation
257	SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64969A; File No. SR-FINRA[removed]October 7, 2011 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-11 11:51:33 U.S. Securities and Exchange Commission Self-regulatory organization Financial system Economy of the United States Securities Exchange Act Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
258	Order Granting Approval of Proposed Rule Change to List and Trade Shares of the iShares Sovereign Screened Global Bond Fund Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-11 09:38:38 Financial Industry Regulatory Authority Business Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away United States securities law Economy of the United States Financial regulation
259	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 14:57:58 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission General Securities Principal Exam Self-regulatory organization Securities Act Regulation S-K Selling away United States securities law Financial regulation Financial system
260	Microsoft Word - SR-FINRA[removed]w out sig block.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-07 09:28:09 Finance Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Securities research Selling away Trade Reporting And Compliance Engine United States securities law Financial economics Financial system

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